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Business Continuity

Security Distributors

Business Continuity Plan Disclosure Statement

The Financial Industry Regulatory Authority ("FINRA"), formerly the National Association of Securities Dealers, has adopted rules requiring firms to implement plans for the continuation of business in the event of a significant disruption. "Significant disruption" refers to local or regional events such as natural disasters, fires, power outages, acts of malice, and technical or infrastructure disruptions.

In accordance with the rules, Security Distributors has developed and implemented a business continuity plan. Among other steps, we have created a network of secondary business sites as backups to our normal business location and have arranged backup communications capabilities for connectivity both internally and to our account holders.

Our purpose is to ensure that we are able to continue our business activities and continue serving our account holders with the least possible impact in the event of any of the disruptive events described above or other unforeseen circumstances.

If you have questions about Security Distributors business continuity planning, please contact us at 800.888.2461.


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Services are offered through and securities distributed by Security Distributors, a subsidiary of Security Benefit Corporation (Security Benefit).

Security Benefit is a leading provider of retirement plan services throughout the nation, primarily in the education marketplace. Security Benefit offers trust account programs under 401(k) and 401(a) and under §401 of the Internal Revenue Code; voluntary custodial accounts under 403(b)(7) ERISA and 403(b)(7) of the Internal Revenue Code; §457 Governmental Programs; and trust account Top Hat programs under §457(g) of the Internal Revenue Code; and Voluntary Employees' Beneficiary Association (VEBA) trust programs qualified under Section 501(c)(9) of the Internal Revenue Code.

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